Boswell Stephen T.'s Form 4 filing
ConnectOne Bancorp, Inc. (CNOB) · filed Nov 20, 2023
- Accession no.
- 0001568214-23-000026
- Filed
- Nov 20, 2023
- Trade date
- Nov 16-20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $151.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boswell Stephen T.CIK 0001568224 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Common Stock | PPurchaseAcquired | +8,000 | $18.95 | +$151,600 | 75,709.79 | Direct | |
| Nov 20, 2023 | Common Stock | GGiftDisposed | −8,000 | $0.00 | $0 | 67,709.79 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.