Parisi Joseph Jr.'s Form 4 filing
ConnectOne Bancorp, Inc. (CNOB) · filed Nov 10, 2021
- Accession no.
- 0001568214-21-000028
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $857.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Parisi Joseph Jr.CIK 0001568218 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | SSaleDisposed | −15,000 | $34.75 | −$521,250 | 215,929 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −9,800 | $34.35 | −$336,630 | 206,129 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.