Boswell Stephen T.'s Form 4 filing
ConnectOne Bancorp, Inc. (CNOB) · filed Sep 20, 2021
- Accession no.
- 0001568214-21-000026
- Filed
- Sep 20, 2021
- Trade date
- Sep 16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $149.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boswell Stephen T.CIK 0001568224 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | PPurchaseAcquired | +5,200 | $28.76 | +$149,552 | 50,337.61 | Direct | |
| Sep 16, 2021 | Common Stock | GGiftDisposed | −4,500 | $0.00 | $0 | 45,837.61 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.