Offenbach Rodger's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed Mar 16, 2023
- Accession no.
- 0001567619-23-005158
- Filed
- Mar 16, 2023
- Trade date
- Mar 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $4.01K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Offenbach RodgerCIK 0001165093 | Other: Advisory Committee Member |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | SSaleDisposed | −500 | $8.03 | −$4,015 | 116,073 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.