Skip to main content

Woods Dennis R's Form 4 filing

United Security Bancshares (UBFO) · filed Mar 13, 2023

Accession no.
0001567619-23-004919
Filed
Mar 13, 2023
Trade date
Mar 9, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $36.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woods Dennis RCIK 0001144507Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 9, 2023COMMON STOCKPPurchaseAcquired+5,000$7.26+$36,300864,057Indirect
Mar 9, 2023COMMON STOCKJOtherAcquired0–F2–33,088Indirect
Mar 9, 2023COMMON STOCKJOtherAcquired0–F3–230,584Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents shares held in Mr. Woods Spouse's IRA. For disclosure purposes only.

Referenced by the price of 1 transaction in Table I.

F3

Represents shares held by Mr. Woods directly. For disclosure purposes only.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)