Dilly Stephen George's Form 4 filing
Codexis, Inc. (CDXS) · filed Mar 9, 2023
- Accession no.
- 0001567619-23-004772
- Filed
- Mar 9, 2023
- Trade date
- Feb 8-Mar 8, 2023
- Filing delay
- 29 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $252.3K. It was filed 29 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dilly Stephen GeorgeCIK 0001389147 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common Stock | AGrant or awardAcquired | +289,000 | $0.00 | $0 | 435,474 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −28,088 | $4.60F3 | −$129,204.8 | 407,386 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −26,987 | $4.56F3 | −$123,060.72 | 380,399 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.
Referenced by the price of 2 transactions in Table I.
Remarks
President and Chief Executive Officer