Fitzgerald Margaret Nell's Form 4 filing
Codexis, Inc. (CDXS) · filed Mar 9, 2023
- Accession no.
- 0001567619-23-004771
- Filed
- Mar 9, 2023
- Trade date
- Feb 8-Mar 8, 2023
- Filing delay
- 29 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $71.8K. It was filed 29 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fitzgerald Margaret NellCIK 0001927090 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common Stock | AGrant or awardAcquired | +77,272 | $0.00 | $0 | 85,272 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −8,000 | $4.60F3 | −$36,800 | 77,272 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −7,686 | $4.56F3 | −$35,048.16 | 69,586 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.
Referenced by the price of 2 transactions in Table I.
Remarks
Chief Legal and Compliance Officer