Pomilia Susan Weber's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed Mar 2, 2023
- Accession no.
- 0001567619-23-004217
- Filed
- Mar 2, 2023
- Trade date
- Feb 14-21, 2023
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $101.3K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pomilia Susan WeberCIK 0001605021 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | SSaleDisposed | −2,500 | $9.21 | −$23,025 | 52,062 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −3,500 | $9.02 | −$31,570 | 48,562 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −3,000 | $9.03 | −$27,090 | 45,562 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −2,225 | $8.82 | −$19,624.5 | 43,337 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.