Woods Dennis R's Form 4 filing
United Security Bancshares (UBFO) · filed Feb 17, 2023
- Accession no.
- 0001567619-23-003246
- Filed
- Feb 17, 2023
- Trade date
- Feb 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $39.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woods Dennis RCIK 0001144507 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | COMMON STOCK | PPurchaseAcquired | +3,658 | $7.85 | +$28,715.3 | 855,715 | Indirect | |
| Feb 16, 2023 | COMMON STOCK | PPurchaseAcquired | +1,342 | $7.84 | +$10,521.28 | 857,057 | Indirect | |
| Feb 16, 2023 | COMMON STOCK | JOtherAcquired | 0 | –F2 | – | 33,088 | Indirect | |
| Feb 16, 2023 | COMMON STOCK | JOtherAcquired | 0 | –F3 | – | 230,202 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents shares held in Mr. Woods Spouse's IRA. For disclosure purposes only.
Referenced by the price of 1 transaction in Table I.
- F3
Represents shares held by Mr. Woods directly. For disclosure purposes only.
Referenced by the price of 1 transaction in Table I.