Herscher Penny's Form 4 filing
Penguin Solutions, Inc. (PENG) · filed Feb 2, 2023
- Accession no.
- 0001567619-23-001732
- Filed
- Feb 2, 2023
- Trade date
- Oct 6, 2022-Feb 2, 2023
- Filing delay
- 119 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $15.0K. It was filed 119 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herscher PennyCIK 0001232019 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2022 | Ordinary Shares | GGiftDisposed | −3,236 | $0.00 | $0 | 2,248 | Direct | |
| Oct 6, 2022 | Ordinary Shares | GGiftAcquired | +3,236 | $0.00 | $0 | 3,236 | Indirect | |
| Jan 31, 2023 | Ordinary Shares | SSaleDisposed | −900 | $16.67 | −$15,003 | 1,348 | Direct | |
| Feb 2, 2023 | Ordinary Shares | GGiftDisposed | −1,348 | $0.00 | $0 | 0 | Direct | |
| Feb 2, 2023 | Ordinary Shares | GGiftAcquired | +1,348 | $0.00 | $0 | 4,584 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.