Proust John's Form 4 filing
Rise Gold Corp. (RYES) · filed Feb 2, 2023
- Accession no.
- 0001567619-23-001715
- Filed
- Feb 2, 2023, 4:54 PM ET
- Trade date
- Jan 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $105.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Proust JohnCIK 0001738315 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Shares | PPurchaseAcquired | +65,455 | $0.40F1 | +$26,182 | 1,006,370 | Indirect | |
| Jan 31, 2023 | Common Shares | PPurchaseAcquired | +111,249 | $0.40F1 | +$44,499.6 | 111,249 | Indirect | |
| Jan 31, 2023 | Common Shares | PPurchaseAcquired | +85,909 | $0.40F1 | +$34,363.6 | 112,865 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Shares | PPurchaseAcquired | +32,727 | $0.40F1 | +$13,090.8 | 32,727 | Indirect | |
| Jan 31, 2023 | Common Shares | PPurchaseAcquired | +55,624 | $0.40F1 | +$22,249.6 | 55,624 | Indirect | |
| Jan 31, 2023 | Common Shares | PPurchaseAcquired | +42,954 | $0.40F1 | +$17,181.6 | 42,954 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Pursuant to a unit offering by the Issuer at $0.40 for unit, each unit consisting of one common share and one common share purchase warrant. Each warrant may be exercised for one common share of the Issuer at $0.60 per share for two years.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.