Roth James H's Form 4/A amendment
AmendedHuron Consulting Group Inc. (HURN) · filed Jan 19, 2023
- Accession no.
- 0001567619-23-001025
- Filed
- Jan 19, 2023
- Trade date
- Jan 5, 2023
- Filing delay
- 14 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 9, 2023
This filing lists 3 non-derivative transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $1.10M. It was filed 14 days after the trade.
This amendment restates part of 0001567619-23-000723 (filed Jan 9, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roth James HCIK 0001356185 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2023 | Common Stock | MOption exerciseAcquired | +6,054 | $39.19 | +$237,256.26 | 103,626 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −13,841 | $68.23F4 | −$944,371.43 | 89,785 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −2,213 | $69.32F4 | −$153,405.16 | 87,572 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-23-000723 (filed Jan 9, 2023).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2023 | Common Stock | MOption exerciseDisposed | −6,054 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Automatic?exercise?pursuant?to?a?10b5-1?trading?plan.
- F2
Common stock acquired upon the exercise of options granted March 1, 2013.
- F3
Automatic?sale?pursuant?to?a?10b5-1?trading?plan.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 - $68.975 for the sale of 13,841 shares and prices ranging from $69.10 - $69.58 for the sale of 2,213 shares. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F5
This amendment is being filed to correct the number of shares beneficially owned after the transactions reported in the original Form 4 in light of the Form 4 filed on the date hereof to report the grant of restricted stock units to the reporting person on January 1, 2023.