Milsten Scott's Form 4/A amendment
Amendede.l.f. Beauty, Inc. (ELF) · filed Jan 11, 2023
- Accession no.
- 0001567619-23-000806
- Filed
- Jan 11, 2023
- Trade date
- Dec 30, 2022
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 3, 2023
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $275.4K. It was filed 12 days after the trade.
This amendment replaces 0001567619-23-000026 (filed Jan 3, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Milsten ScottCIK 0001448992 | Other: See remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +5,000 | $1.84 | +$9,200 | 132,560 | Direct | |
| Dec 30, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −5,000 | $55.09F3 | −$275,450 | 127,560 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 140,139 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- F2
Includes 62,190 Restricted Stock Units.
- F3
The transaction was executed in multiple trades in prices ranging from $54.64 to $55.43, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Fully vested.
Remarks
Senior Vice President, General Counsel, Corporate Secretary & Chief People Officer Amendment filed to correct number in Table II, Column 9