Spurbeck Mark's Form 4/A amendment
AmendedPeabody Energy Corp (BTU) · filed Jan 6, 2023
- Accession no.
- 0001567619-23-000642
- Filed
- Jan 6, 2023
- Trade date
- Jan 3-4, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 4, 2023
This filing lists 2 non-derivative transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $153.3K. It was filed 3 days after the trade.
This amendment restates part of 0001567619-23-000397 (filed Jan 4, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spurbeck MarkCIK 0001577048 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | AGrant or awardAcquired | +16,932 | $0.00 | $0 | 74,777 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −6,219 | $24.65 | −$153,298.35 | 68,558 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-23-000397 (filed Jan 4, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2023 | Common Stock | FTax withholdingDisposed | −3,490 | $26.42 | −$92,205.8 | 70,173 | Direct | |
| Jan 2, 2023 | Common Stock | FTax withholdingDisposed | −2,134 | $26.42 | −$56,380.28 | 68,039 | Direct | |
| Jan 2, 2023 | Common Stock | FTax withholdingDisposed | −4,822 | $26.42 | −$127,397.24 | 63,217 | Direct | |
| Jan 3, 2023 | Common Stock | FTax withholdingDisposed | −5,372 | $25.10 | −$134,837.2 | 57,845 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 filed on January 4, 2023 is amended by this Form 4 amendment solely to correct an administrative error which misreported the number of restricted stock units granted on January 3, 2023.
- F2
This transaction is included solely to update the amount of securities beneficially owned following the amended transaction.