Warke Richard W's Form 4 filing
Augusta Gold Corp. (AUGG) · filed Jan 5, 2023
- Accession no.
- 0001567619-23-000423
- Filed
- Jan 5, 2023, 2:03 PM ET
- Trade date
- Jan 3-4, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $28.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warke Richard WCIK 0001390411 | Director |
| Augusta Investments Inc.CIK 0001829144 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $1.43F1 | +$7,150 | 22,054,388 | Direct | |
| Jan 3, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $1.39F2 | +$6,950 | 22,059,388 | Direct | |
| Jan 4, 2023 | Common Shares | PPurchaseAcquired | +3,600 | $1.44F3 | +$5,184 | 22,062,988 | Direct | |
| Jan 4, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $1.44F4 | +$7,200 | 22,067,988 | Direct | |
| Jan 4, 2023 | Common Shares | PPurchaseAcquired | +1,400 | $1.48F5 | +$2,072 | 22,069,388 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Converted from Canadian purchase price of $1.95 using an exchange rate of C$1.3658 = US$1.00.
Referenced by the price of 1 transaction in Table I.
- F2
Converted from Canadian purchase price of $1.90 using an exchange rate of C$1.3658 = US$1.00.
Referenced by the price of 1 transaction in Table I.
- F3
Converted from Canadian purchase price of $1.94 using an exchange rate of C$1.3508 = US$1.00.
Referenced by the price of 1 transaction in Table I.
- F4
Converted from Canadian purchase price of $1.95 using an exchange rate of C$1.3508 = US$1.00.
Referenced by the price of 1 transaction in Table I.
- F5
Converted from Canadian purchase price of $2.00 using an exchange rate of C$1.3508 = US$1.00.
Referenced by the price of 1 transaction in Table I.