Olson Bruce J's Form 4/A amendment
AmendedMarcus Corp (MCS) · filed Jan 3, 2023
- Accession no.
- 0001567619-23-000073
- Filed
- Jan 3, 2023
- Trade date
- Dec 28-29, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 30, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $48.3K. It was filed 6 days after the trade.
This amendment replaces 0001567619-22-022105 (filed Dec 30, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Olson Bruce JCIK 0001183313 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | AGrant or awardAcquired | +2,986 | $0.00 | $0 | 15,340 | Direct | |
| Dec 28, 2022 | Common Stock | SSaleDisposed | −3,451 | $14.00F3 | −$48,314 | 1,618 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | AGrant or awardAcquired | +1,438 | $0.00 | $0 | 1,438 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed on December 30, 2022 incorrectly reported the awards of restricted stock and stock options on December 28, 2022. The awards did not take place until December 29, 2022. Additionally, the award values were incorrect and have been updated to reflect the correct values.
- F2
Restricted stock granted December 29, 2022 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.
- F3
The price in Column 4 is a weighted average price. The prices actually received ranged from $13.96 to $14.04. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Referenced by the price of 1 transaction in Table I.
- F4
As trustee of the Bruce J. Olson & Barbara A. Olson Revocable Trust.
- F5
As trustee of the Bruce Olson Family Trust.
- F6
Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.