Barr Kevin's Form 4 filing
SEI Investments Co (SEIC) · filed Dec 12, 2022
- Accession no.
- 0001567619-22-021506
- Filed
- Dec 12, 2022
- Trade date
- Feb 28, 2020-Dec 9, 2022
- Filing delay
- 1,018 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $620.0K. It was filed 1018 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barr KevinCIK 0001436013 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2020 | Common Stock | MOption exerciseAcquired | +40,000 | $23.86 | +$954,400 | 184,741 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −10,000 | $62.00 | −$620,000 | 174,741 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseAcquired | +30,000 | $22.45 | +$673,500 | 204,741 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Received as employment compensation.
Referenced by the price of 2 transactions in Table II.