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Carmines Edward's Form 4 filing

Charlie's Holdings, Inc. (CHUC) · filed Dec 12, 2022

Accession no.
0001567619-22-021498
Filed
Dec 12, 2022, 4:24 PM ET
Trade date
Dec 8-9, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $5.95K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carmines EdwardCIK 0001916049Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2022Common StockPPurchaseAcquired+10,000$0.15+$1,500410,000Direct
Dec 9, 2022Common StockPPurchaseAcquired+34,260$0.13+$4,453.8444,260Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)