Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Nov 29, 2022
- Accession no.
- 0001567619-22-021018
- Filed
- Nov 29, 2022, 7:03 PM ET
- Trade date
- Nov 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market purchases total $198.5K. Open-market sales total $202.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −1,201 | $29.56 | −$35,501.56 | 595,897 | Indirect | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +3,579 | $29.53 | +$105,687.87 | 599,476 | Indirect | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +374 | $29.53 | +$11,044.22 | 3,662 | Indirect | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +911 | $29.53 | +$26,901.83 | 72,267 | Indirect | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +170 | $29.53 | +$5,020.1 | 34,050 | Indirect | |
| Nov 28, 2022 | Common Stock | SSaleDisposed | −5,692 | $29.28 | −$166,661.76 | 593,784 | Indirect | |
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +1,211 | $29.25 | +$35,421.75 | 594,995 | Indirect | |
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +126 | $29.25 | +$3,685.5 | 3,788 | Indirect | |
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +308 | $29.25 | +$9,009 | 72,575 | Indirect | |
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +58 | $29.25 | +$1,696.5 | 34,108 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures