Rosenbaum David P.'s Form 4 filing
Ardelyx, Inc. (ARDX) · filed Nov 23, 2022
- Accession no.
- 0001567619-22-020850
- Filed
- Nov 23, 2022
- Trade date
- Nov 22, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $3.80K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenbaum David P.CIK 0001611311 | Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | SSaleDisposed | −26 | $1.94 | −$50.44 | 302,432 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −33 | $1.95 | −$64.35 | 302,399 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,405 | $1.95 | −$2,739.75 | 300,994 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −11 | $1.94 | −$21.34 | 89,358 | Indirect | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −2 | $1.95 | −$3.9 | 89,356 | Indirect | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −471 | $1.95 | −$918.45 | 88,885 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.