Heilig Kathy's Form 4 filing
SEI Investments Co (SEIC) · filed Nov 21, 2022
- Accession no.
- 0001567619-22-020726
- Filed
- Nov 21, 2022
- Trade date
- Nov 17-18, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $762.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heilig KathyCIK 0001191721 | Officer (Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Common Stock | MOption exerciseAcquired | +100 | $40.64 | +$4,064 | 1,991 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −100 | $60.85 | −$6,085 | 1,891 | Direct | |
| Nov 18, 2022 | Common Stock | MOption exerciseAcquired | +12,400 | $40.64 | +$503,936 | 14,291 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −12,400 | $61.00F1 | −$756,400 | 1,891 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average of a range of sale prices from $60.85 to $61.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Received as employment compensation.
Referenced by the price of 2 transactions in Table II.