Leonard Braden Michael's Form 4 filing
ASTROTECH Corp (ASTC) · filed Nov 18, 2022
- Accession no.
- 0001567619-22-020619
- Filed
- Nov 18, 2022, 4:02 PM ET
- Trade date
- Nov 16-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $144.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leonard Braden MichaelCIK 0001373603 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | PPurchaseAcquired | +162,928 | $0.3639F2 | +$59,289.5 | 6,118,733 | Indirect | |
| Nov 17, 2022 | Common Stock | PPurchaseAcquired | +93,879 | $0.3611F3 | +$33,899.71 | 6,212,652 | Indirect | |
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +133,688 | $0.3871F4 | +$51,750.62 | 6,346,340 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions between $0.35 and $0.37. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices between $0.3526 and $0.37. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices between $0.36 and $0.40. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.