Rozelle John W.'s Form 4 filing

Vista Gold Corp (VGZ) · filed Nov 14, 2022

Accession no.: 0001567619-22-020158
Filed: Nov 14, 2022
Trade date: Nov 10-11, 2022
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $49.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Rozelle John W.CIK 0001555604	Officer (Senior Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Nov 10, 2022	Common Shares	SSaleDisposed	−71,403	$0.61^F1	−$43,555.83	534,013	Direct
Nov 11, 2022	Common Shares	SSaleDisposed	−10,000	$0.61^F2	−$6,100	524,013	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The sale price reported in Column 4 above is an average weighted price. These shares were sold in multiple transactions at price ranging from $0.60 to $0.6155, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Referenced by the price of 1 transaction in Table I.

The sale price reported in Column 4 above is an average weighted price. These shares were sold in multiple transactions at price ranging from $0.61 to $0.6104, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)