Frank Thomas AJ's Form 4 filing
Interactive Brokers Group, Inc. (IBKR) · filed Nov 14, 2022
- Accession no.
- 0001567619-22-020039
- Filed
- Nov 14, 2022
- Trade date
- Nov 10-11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $3.07M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Thomas AJCIK 0001391401 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Class A common stock | SSaleDisposed | −10,013 | $78.31F3 | −$784,118.03 | 219,834 | Direct | |
| Nov 10, 2022 | Class A common stock | SSaleDisposed | −8,987 | $78.87F4 | −$708,804.69 | 210,847 | Direct | |
| Nov 10, 2022 | Class A common stock | SSaleDisposed | −700 | $80.34F5 | −$56,238 | 210,147 | Direct | |
| Nov 10, 2022 | Class A common stock | SSaleDisposed | −300 | $80.88 | −$24,264 | 209,847 | Direct | |
| Nov 11, 2022 | Class A common stock | SSaleDisposed | −4,400 | $73.44F6 | −$323,136 | 205,447 | Direct | |
| Nov 11, 2022 | Class A common stock | SSaleDisposed | −10,800 | $74.52F7 | −$804,816 | 194,647 | Direct | |
| Nov 11, 2022 | Class A common stock | SSaleDisposed | −1,100 | $75.49F8 | −$83,039 | 193,547 | Direct | |
| Nov 11, 2022 | Class A common stock | SSaleDisposed | −1,600 | $76.70F9 | −$122,720 | 191,947 | Direct | |
| Nov 11, 2022 | Class A common stock | SSaleDisposed | −1,000 | $77.52F10 | −$77,520 | 190,947 | Direct | |
| Nov 11, 2022 | Class A common stock | SSaleDisposed | −1,100 | $78.48F11 | −$86,328 | 189,847 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.67 to $78.66. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (11) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.67 to $79.66.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.67 to $80.53.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.02 to $74.01.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.02 to $75.01.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.02 to $76.01.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.02 to $77.01.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.02 to $78.01.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.02 to $78.77.
Referenced by the price of 1 transaction in Table I.