Farnsworth David F's Form 4 filing
CVB Financial CorpCVBF · filed Nov 1, 2022
- Accession no.
- 0001567619-22-018985
- Filed
- Nov 1, 2022
- Trade date
- Oct 31, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $329.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farnsworth David FCIK 0001680121 | Officer (EVP & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +11,553 | $17.03 | +$196,747.59 | 46,349 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −11,553 | $28.51F1 | −$329,376.03 | 34,796 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +11,553 | $17.03 | +$196,747.59 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price. The Shares were sold at prices ranging from $28.48 to $28.56 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.
Referenced by the price of 1 transaction in Table I.