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Leonard Braden Michael's Form 4 filing

ASTROTECH Corp (ASTC) · filed Sep 27, 2022

Accession no.
0001567619-22-017866
Filed
Sep 27, 2022, 6:12 PM ET
Trade date
Sep 23-27, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $156.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Leonard Braden MichaelCIK 000137360310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2022Common StockPPurchaseAcquired+100,000$0.4269F2+$42,6905,481,382Indirect
Sep 26, 2022Common StockPPurchaseAcquired+100,000$0.4405F3+$44,0505,581,382Indirect
Sep 27, 2022Common StockPPurchaseAcquired+157,929$0.4424F4+$69,867.795,739,311Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4269 Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4405. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4424. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)