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Leonard Braden Michael's Form 4 filing

ASTROTECH Corp (ASTC) · filed Sep 7, 2022

Accession no.
0001567619-22-017104
Filed
Sep 7, 2022, 9:21 AM ET
Trade date
Sep 1-2, 2022
Filing delay
6 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $117.3K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Leonard Braden MichaelCIK 000137360310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2022Common StockPPurchaseAcquired+122,070$0.4611F2+$56,286.485,251,392Indirect
Sep 2, 2022Common StockPPurchaseAcquired+129,990$0.4694F3+$61,017.315,381,382Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4611. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at an average price of $0.4694. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)