Hawkins Nicholas B.'s Form 4/A amendment
AmendedArteris, Inc. (AIP) · filed Sep 6, 2022
- Accession no.
- 0001567619-22-017093
- Filed
- Sep 6, 2022
- Trade date
- Jun 3, 2022
- Filing delay
- 95 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 6, 2022
This filing lists 1 non-derivative transaction. Open-market sales total $14.1K. It was filed 95 days after the trade.
This amendment replaces 0001567619-22-012464 (filed Jun 7, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawkins Nicholas B.CIK 0001549550 | Officer (VP and Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 3, 2022 | Common Stock | SSaleDisposed | −1,517 | $9.28F2 | −$14,077.76 | 243,823 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Amended to reflect 243,823 and not 246,857 beneficially owned.