Kimbell David C's Form 4 filing
Ulta Beauty, Inc. (ULTA) · filed Sep 6, 2022
- Accession no.
- 0001567619-22-017069
- Filed
- Sep 6, 2022
- Trade date
- Sep 2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.28M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kimbell David CCIK 0001553883 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | MOption exerciseAcquired | +2,347 | $191.76 | +$450,060.72 | 44,259 | Direct | |
| Sep 2, 2022 | Common Stock | MOption exerciseAcquired | +12,436 | $174.45 | +$2,169,460.2 | 56,695 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −10,860 | $424.58 | −$4,610,938.8 | 45,835 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −3,644 | $425.27 | −$1,549,683.88 | 42,191 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −279 | $426.33 | −$118,946.07 | 41,912 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | MOption exerciseDisposed | −2,347 | $191.76 | −$450,060.72 | 0 | Direct | |
| Sep 2, 2022 | Common Stock | MOption exerciseDisposed | −12,436 | $174.45 | −$2,169,460.2 | 58,392 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.