Caro Jodi J's Form 4 filing
Ulta Beauty, Inc. (ULTA) · filed Sep 1, 2022
- Accession no.
- 0001567619-22-016912
- Filed
- Sep 1, 2022
- Trade date
- Aug 30-Sep 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.65M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caro Jodi JCIK 0001548219 | Officer (GC and Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +3,607 | $174.45 | +$629,241.15 | 11,044 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −3,406 | $416.38 | −$1,418,190.28 | 7,638 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −201 | $416.94 | −$83,804.94 | 7,437 | Direct | |
| Aug 30, 2022 | Common Stock | SSaleDisposed | −366 | $415.47 | −$152,062.02 | 7,071 | Direct | |
| Sep 1, 2022 | Common Stock | GGiftDisposed | −28 | $0.00 | $0 | 7,043 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Common Stock | MOption exerciseAcquired | +3,607 | $0.00 | $0 | 3,608 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.