Cowen Aaron's Form 4 filing
Prokidney Corp. (PROK) · filed Sep 1, 2022
- Accession no.
- 0001567619-22-016896
- Filed
- Sep 1, 2022
- Trade date
- Aug 30-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $33.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cowen AaronCIK 0001869640 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Class A Ordinary Shares | PPurchaseAcquired | +706 | $7.49 | +$5,287.94 | 6,270,006 | Indirect | |
| Aug 31, 2022 | Class A Ordinary Shares | PPurchaseAcquired | +1,062 | $8.93 | +$9,483.66 | 6,271,068 | Indirect | |
| Aug 31, 2022 | Class A Ordinary Shares | PPurchaseAcquired | +2,100 | $8.94 | +$18,774 | 6,273,168 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 Explanation of Responses