Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Aug 29, 2022
- Accession no.
- 0001567619-22-016817
- Filed
- Aug 29, 2022, 6:18 PM ET
- Trade date
- Aug 25-29, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $842.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2022 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −2,800 | $38.07 | −$106,596 | 749,774 | Indirect | |
| Aug 26, 2022 | Common Stock | SSaleDisposed | −3,854 | $37.57 | −$144,794.78 | 745,920 | Indirect | |
| Aug 29, 2022 | Common Stock | SSaleDisposed | −16,600 | $35.63 | −$591,458 | 729,320 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.