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Leonard Braden Michael's Form 4 filing

ASTROTECH Corp (ASTC) · filed Aug 25, 2022

Accession no.
0001567619-22-016651
Filed
Aug 25, 2022, 11:52 AM ET
Trade date
Aug 23-24, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $218.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Leonard Braden MichaelCIK 000137360310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2022Common StockPPurchaseAcquired+311,733$0.447F2+$139,344.654,961,733Indirect
Aug 24, 2022Common StockPPurchaseAcquired+167,589$0.4747F3+$79,554.55,139,322Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.42 to $0.46. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.45 to $0.483. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)