Smith, Jr. Thomas S.'s Form 4 filing
Lindblad Expeditions Holdings, Inc. (LIND) · filed Aug 22, 2022
- Accession no.
- 0001567619-22-016538
- Filed
- Aug 22, 2022
- Trade date
- Aug 18-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $922.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith, Jr. Thomas S.CIK 0001601765 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2022 | Common Stock | SSaleDisposed | −15,000 | $11.29 | −$169,350 | 168,462 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −75,000 | $10.04 | −$753,000 | 93,462 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.