Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Aug 11, 2022
- Accession no.
- 0001567619-22-015606
- Filed
- Aug 11, 2022, 5:07 PM ET
- Trade date
- Aug 9-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.93M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2022 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −6,000 | $37.91 | −$227,460 | 866,706 | Indirect | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −31,500 | $38.62 | −$1,216,530 | 835,206 | Indirect | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −12,652 | $38.61 | −$488,493.72 | 822,554 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures