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Settersten Scott M's Form 4 filing

Ulta Beauty, Inc. (ULTA) · filed Jun 13, 2022

Accession no.
0001567619-22-012768
Filed
Jun 13, 2022
Trade date
Jun 9, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 6 derivative transactions. Open-market sales total $13.9M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Settersten Scott MCIK 0001560595Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 9, 2022Common StockMOption exerciseAcquired+2,346$191.76+$449,868.9616,383Direct
Jun 9, 2022Common StockMOption exerciseAcquired+4,386$281.53+$1,234,790.5820,769Direct
Jun 9, 2022Common StockMOption exerciseAcquired+10,344$204.27+$2,112,968.8831,113Direct
Jun 9, 2022Common StockMOption exerciseAcquired+6,691$348.73+$2,333,352.4337,804Direct
Jun 9, 2022Common StockMOption exerciseAcquired+7,594$174.45+$1,324,773.345,398Direct
Jun 9, 2022Common StockMOption exerciseAcquired+1,171$306.59+$359,016.8946,569Direct
Jun 9, 2022Common StockSSaleDisposed−7,525$425.28−$3,200,23239,044Direct
Jun 9, 2022Common StockSSaleDisposed−12,545$426.75−$5,353,578.7526,499Direct
Jun 9, 2022Common StockSSaleDisposed−12,462$427.31−$5,325,137.2214,037Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 9, 2022Common StockMOption exerciseDisposed−2,346$0.00$00Direct
Jun 9, 2022Common StockMOption exerciseDisposed−4,386$0.00$00Direct
Jun 9, 2022Common StockMOption exerciseDisposed−10,344$0.00$00Direct
Jun 9, 2022Common StockMOption exerciseDisposed−6,691$0.00$02,231Direct
Jun 9, 2022Common StockMOption exerciseDisposed−7,594$0.00$07,594Direct
Jun 9, 2022Common StockMOption exerciseDisposed−1,171$0.00$03,515Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)