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SOL Global Investments Corp.'s Form 4 filing

Jones Soda Co. (JSDA) · filed May 27, 2022

Accession no.
0001567619-22-011805
Filed
May 27, 2022, 10:17 AM ET
Trade date
Mar 4-Apr 22, 2022
Filing delay
84 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market purchases total $108.3K. Open-market sales total $638.6K. It was filed 84 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
SOL Global Investments Corp.CIK 000171013810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 4, 2022Common SharesSSaleDisposed−200,000$0.588F2−$117,60016,740,850Indirect
Mar 18, 2022Common SharesPPurchaseAcquired+5,000$0.555F4+$2,77516,745,850Indirect
Mar 22, 2022Common SharesPPurchaseAcquired+12,000$0.552F5+$6,62416,757,850Indirect
Mar 22, 2022Common SharesPPurchaseAcquired+12,000$0.55+$6,60016,769,850Indirect
Mar 24, 2022Common SharesPPurchaseAcquired+25,000$0.557F6+$13,92516,794,850Indirect
Mar 25, 2022Common SharesPPurchaseAcquired+25,000$0.56F7+$14,00016,819,850Indirect
Mar 31, 2022Common SharesSSaleDisposed−1,000,000$0.521F9−$521,00015,819,850Indirect
Apr 22, 2022Common SharesPPurchaseAcquired+41,000$0.35F10+$14,35015,860,850Indirect
Apr 22, 2022Common SharesPPurchaseAcquired+40,000$0.34F11+$13,60015,900,850Indirect
Apr 22, 2022Common SharesPPurchaseAcquired+114,185$0.319+$36,425.0216,015,035Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported sale price was converted from Canadian sale price of C$0.75 using an exchange rate of C$1.2750 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F4

The reported purchase price was converted from Canadian purchase price of C$0.70 using an exchange rate of C$1.2617 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F5

The reported purchase price was converted from Canadian purchase price of C$0.695 using an exchange rate of C$1.2588 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F6

The reported purchase price was converted from Canadian purchase price of C$0.699 using an exchange rate of C$1.2545 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F7

The reported purchase price was converted from Canadian purchase price of C$0.70 using an exchange rate of C$1.2502 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F9

The reported sale price was converted from the Canadian sale price of C$0.65 using an exchange rate of C$1.2470 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F10

The reported purchase price was converted from the Canadian purchase price of C$0.44 using an exchange rate of C$1.2702 = US$1.00.

Referenced by the price of 1 transaction in Table I.

F11

The reported purchase price was converted from the Canadian purchase price of C$0.429 using an exchange rate of C$1.2702 = US$1.00.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)