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Labrucherie Gil M's Form 4/A amendment

Amended

Rezolute, Inc. (RZLT) · filed May 9, 2022

Accession no.
0001567619-22-009789
Filed
May 9, 2022
Trade date
May 4, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
May 6, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $200.0K. It was filed 5 days after the trade.

This amendment replaces 0001567619-22-009699 (filed May 6, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Labrucherie Gil MCIK 0001394875Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2022Common StockPPurchaseAcquired+52,631$3.80+$199,997.853,572Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Reporting Person acquired these shares of common stock in connection with the Issuer's closing of registered direct public offering on May 4, 2022.

F2

Issuer effected a 50:1 reverse stock split on October 9, 2020. Reporting Person's indirect holdings following the split were 941 shares.

Read the full filing on SEC EDGAR (opens in a new tab)