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Hogenhuis Wladimir's Form 4 filing

Rezolute, Inc. (RZLT) · filed May 6, 2022

Accession no.
0001567619-22-009698
Filed
May 6, 2022
Trade date
Oct 15, 2021-May 4, 2022
Filing delay
203 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $145.0K. It was filed 203 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hogenhuis WladimirCIK 0001755074Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2021Common StockPPurchaseAcquired+7,693$6.50+$50,004.57,693Direct
May 4, 2022Common StockPPurchaseAcquired+25,000$3.80+$95,00032,693Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)