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Glazek David Edward's Form 4/A amendment

Amended

Turning Point Brands, Inc. (TPB) · filed Mar 17, 2022

Accession no.
0001567619-22-007171
Filed
Mar 17, 2022
Trade date
Mar 15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 17, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $397.6K. It was filed 2 days after the trade.

This amendment replaces 0001567619-22-007145 (filed Mar 17, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Glazek David EdwardCIK 0001616437Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2022Common Stock, $.01 par value ("Common Stock")PPurchaseAcquired+13,878$28.65+$397,604.723,973Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Reporting Person is a partner of Standard General L.P. ("Standard General") but does not exercise investment or voting discretion over securities of the Issuer held by the private investment funds for which Standard General serves as investment manager. Section 16 reports relating to such shares are filed separately by Standard General.

Read the full filing on SEC EDGAR (opens in a new tab)