Kim Soohyung's Form 4 filing
Turning Point Brands, Inc. (TPB) · filed Mar 17, 2022
- Accession no.
- 0001567619-22-007148
- Filed
- Mar 17, 2022, 4:33 PM ET
- Trade date
- Mar 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $19.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim SoohyungCIK 0001418202 | Director, 10% Owner |
| Standard General L.P.CIK 0001409888 | Other: Former 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock, $.01 par value ("Common Stock") | SSaleDisposed | −680,000 | $28.65 | −$19,482,000 | 1,569,056 | Indirect | |
| Mar 15, 2022 | Common Stock | JOtherDisposed | −13,878 | $28.65F3 | −$397,604.7 | 81,346 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at $28.65 per share.
Referenced by the price of 1 transaction in Table I.