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Hansen Michael L's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Mar 15, 2022

Accession no.
0001567619-22-006996
Filed
Mar 15, 2022
Trade date
Mar 14, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 29 non-derivative transactions and 1 derivative transaction. Open-market sales total $246.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hansen Michael LCIK 0001336616Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 14, 2022Common StockMOption exerciseAcquired+12,500$12.75+$159,37592,372Direct
Mar 14, 2022Common StockSSaleDisposed−100$19.60−$1,96092,272Direct
Mar 14, 2022Common StockSSaleDisposed−200$19.61−$3,92292,072Direct
Mar 14, 2022Common StockSSaleDisposed−100$19.63−$1,96391,972Direct
Mar 14, 2022Common StockSSaleDisposed−2$19.65−$39.391,970Direct
Mar 14, 2022Common StockSSaleDisposed−193$19.65−$3,792.4591,777Direct
Mar 14, 2022Common StockSSaleDisposed−100$19.66−$1,96691,677Direct
Mar 14, 2022Common StockSSaleDisposed−200$19.66−$3,93291,477Direct
Mar 14, 2022Common StockSSaleDisposed−915$19.67−$17,998.0590,562Direct
Mar 14, 2022Common StockSSaleDisposed−398$19.68−$7,832.6490,164Direct
Mar 14, 2022Common StockSSaleDisposed−323$19.68−$6,356.6489,841Direct
Mar 14, 2022Common StockSSaleDisposed−1,400$19.69−$27,56688,441Direct
Mar 14, 2022Common StockSSaleDisposed−2,853$19.69−$56,175.5785,588Direct
Mar 14, 2022Common StockSSaleDisposed−200$19.70−$3,94085,388Direct
Mar 14, 2022Common StockSSaleDisposed−2,733$19.70−$53,840.182,655Direct
Mar 14, 2022Common StockSSaleDisposed−200$19.71−$3,94282,455Direct
Mar 14, 2022Common StockSSaleDisposed−607$19.71−$11,963.9781,848Direct
Mar 14, 2022Common StockSSaleDisposed−300$19.72−$5,91681,548Direct
Mar 14, 2022Common StockSSaleDisposed−315$19.72−$6,211.881,233Direct
Mar 14, 2022Common StockSSaleDisposed−100$19.73−$1,97381,133Direct
Mar 14, 2022Common StockSSaleDisposed−200$19.75−$3,95080,933Direct
Mar 14, 2022Common StockSSaleDisposed−22$19.76−$434.7280,911Direct
Mar 14, 2022Common StockSSaleDisposed−4$19.76−$79.0480,907Direct
Mar 14, 2022Common StockSSaleDisposed−184$19.77−$3,637.6880,723Direct
Mar 14, 2022Common StockSSaleDisposed−222$19.78−$4,391.1680,501Direct
Mar 14, 2022Common StockSSaleDisposed−224$19.78−$4,430.7280,277Direct
Mar 14, 2022Common StockSSaleDisposed−100$19.79−$1,97980,177Direct
Mar 14, 2022Common StockSSaleDisposed−303$19.80−$5,999.479,874Direct
Mar 14, 2022Common StockSSaleDisposed−2$19.82−$39.6479,872Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 14, 2022Common StockMOption exerciseDisposed−12,500$0.00$012,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)