Hathhorn Marc E.'s Form 4/A amendment
AmendedPeabody Energy Corp (BTU) · filed Mar 9, 2022
- Accession no.
- 0001567619-22-006672
- Filed
- Mar 9, 2022
- Trade date
- Jan 4, 2022
- Filing delay
- 64 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 6, 2022
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $196.2K. It was filed 64 days after the trade.
This amendment restates part of 0001567619-22-000756 (filed Jan 6, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hathhorn Marc E.CIK 0001785022 | Officer (President-US Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | FTax withholdingDisposed | −11,505 | $11.24 | −$129,316.2 | 95,339 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-22-000756 (filed Jan 6, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2022 | Common Stock | SSaleDisposed | −16,699 | $11.75 | −$196,213.25 | 100,186 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed solely to correct the total amount of shares beneficially owned after this transaction. The incorrect total was carried through the reporting person's subsequent calculations and reporting of the total amount of shares beneficially owned. As of the date of this amended report, the reporting person beneficially owns 80,278 shares of the Issuer's Common Stock.