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Evans Linda R's Form 4 filing

Douglas Dynamics, Inc (PLOW) · filed Mar 8, 2022

Accession no.
0001567619-22-006566
Filed
Mar 8, 2022
Trade date
Mar 7, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $40.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Evans Linda RCIK 0001845435Officer (Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 7, 2022Common StockSSaleDisposed−806$35.55F1−$28,653.325,961Direct
Mar 7, 2022Common StockSSaleDisposed−186$36.33F2−$6,757.3825,775Direct
Mar 7, 2022Common StockSSaleDisposed−130$37.49F3−$4,873.725,645Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price in Column 4 is a weighted average price. The prices actually received ranged from $35.19 to $36.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Referenced by the price of 1 transaction in Table I.

F2

The price in Column 4 is a weighted average price. The prices actually received ranged from $36.28 to $37.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Referenced by the price of 1 transaction in Table I.

F3

The price in Column 4 is a weighted average price. The prices actually received ranged from $37.40 to $37.74. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)