Kirlin Peter S's Form 4 filing
Photronics Inc (PLAB) · filed Feb 25, 2022
- Accession no.
- 0001567619-22-005658
- Filed
- Feb 25, 2022
- Trade date
- Jan 26-Feb 23, 2022
- Filing delay
- 30 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.04K. It was filed 30 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirlin Peter SCIK 0001219132 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Stock | AGrant or awardAcquired | +2,332 | $9.11F2 | +$21,244.52 | 453,571 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +300 | $12.13 | +$3,639 | 453,871 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −300 | $20.14F5 | −$6,042 | 453,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 51,456 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents. Closing Price on purchase date is $10.72 less 15% for a purchase price of $9.112..
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.