Grear Jason's Form 4 filing
US Xpress Enterprises Inc (USX) · filed Feb 23, 2022
- Accession no.
- 0001567619-22-005372
- Filed
- Feb 23, 2022
- Trade date
- Feb 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $25.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grear JasonCIK 0001743568 | Officer (SVP & Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,596 | –F1 | – | 42,651 | Direct | |
| Feb 21, 2022 | Class A Common Stock | FTax withholdingDisposed | −474 | $4.25 | −$2,014.5 | 42,177 | Direct | |
| Feb 22, 2022 | Class A Common Stock | PPurchaseAcquired | +6,277.86 | $3.98F3 | +$24,985.88 | 18,033.86 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,596 | $0.00 | $0 | 1,596 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units ("RSUs") convert into Class A Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
Price of $3.9823 is a weighted average purchase price for multiple transactions ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.