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Fuller Max L's Form 4 filing

US Xpress Enterprises Inc (USX) · filed Feb 22, 2022

Accession no.
0001567619-22-005179
Filed
Feb 22, 2022, 9:08 AM ET
Trade date
Feb 17-18, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $1.00M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fuller Max LCIK 0000931421Director, Officer (Executive Chairman), 10% Owner, Other: Member & Co-Trustee
Fuller JaniceCIK 000174358810% Owner
Fuller Family Enterprises, LLCCIK 000174358910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 17, 2022Class A Common StockPPurchaseAcquired+147,725$4.02F1+$594,371.54990,895Indirect
Feb 18, 2022Class A Common StockPPurchaseAcquired+97,875$4.19F3+$409,880.931,088,770Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price of $4.0235 is a weighted average purchase price for multiple transactions ranging from $3.965 to $4.10, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price of $4.1878 is a weighted average purchase price for multiple transactions ranging from $4.07 to $4.28, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)