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Alpert Marc A's Form 4 filing

Loews Corp (L) · filed Feb 14, 2022

Accession no.
0001567619-22-004402
Filed
Feb 14, 2022
Trade date
Feb 10-11, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $391.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Alpert Marc ACIK 0001680117Officer (Sr. VP, Gen. Coun. & Secy.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 10, 2022Common StockMOption exerciseAcquired+6,691$0.00$013,684Direct
Feb 10, 2022Common StockFTax withholdingDisposed−3,701$61.58−$227,907.589,983Direct
Feb 10, 2022Common StockSSaleDisposed−2,990$61.96F3−$185,260.46,993Direct
Feb 11, 2022Common StockMOption exerciseAcquired+7,414$0.00$014,407Direct
Feb 11, 2022Common StockFTax withholdingDisposed−4,100$62.10−$254,61010,307Direct
Feb 11, 2022Common StockSSaleDisposed−3,314$62.35F6−$206,627.96,993Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 10, 2022Common StockMOption exerciseDisposed−6,691$0.00$06,691Direct
Feb 11, 2022Common StockMOption exerciseDisposed−7,414$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average share price of multiple transactions with a range of prices between $61.95 and $61.96. The Reporting Person upon request by the SEC Staff, the Issuer or security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average share price of multiple transactions with a range of prices between $62.32 and $62.37. The Reporting Person upon request by the SEC Staff, the Issuer or security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)