SOL Global Investments Corp.'s Form 4 filing
Jones Soda Co. (JSDA) · filed Feb 14, 2022
- Accession no.
- 0001567619-22-004194
- Filed
- Feb 14, 2022
- Trade date
- Feb 9, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 3 derivative transactions. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SOL Global Investments Corp.CIK 0001710138 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Shares | MOption exerciseAcquired | +4,830,000 | $0.50F2 | +$2,415,000 | 12,915,815 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Shares | PPurchaseAcquired | +4,830,000 | $0.50 | +$2,415,000 | 4,830,000 | Indirect | |
| Feb 9, 2022 | Common Shares | MOption exerciseDisposed | −4,830,000 | $0.50 | −$2,415,000 | 0 | Indirect | |
| Feb 9, 2022 | Common Shares | MOption exerciseAcquired | +4,830,000 | –F2 | – | 4,380,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.