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Swenson Nicholas John's Form 4 filing

Air T Inc (AIRT) · filed Feb 3, 2022

Accession no.
0001567619-22-002478
Filed
Feb 3, 2022
Trade date
Feb 1-3, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions. Open-market purchases total $52.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Swenson Nicholas JohnCIK 0001478067Director, Officer (CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2022Common StockPPurchaseAcquired+301$23.66F2+$7,121.66963,430Indirect
Feb 1, 2022Common StockPPurchaseAcquired+419$25.45F4+$10,663.55963,849Indirect
Feb 2, 2022Common StockPPurchaseAcquired+300$26.20F5+$7,860964,149Indirect
Feb 2, 2022Common StockPPurchaseAcquired+420$25.33F6+$10,638.6964,569Indirect
Feb 3, 2022Common StockPPurchaseAcquired+570$22.55F7+$12,853.5965,139Indirect
Feb 3, 2022Common StockPPurchaseAcquired+150$23.47+$3,520.5965,289Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.29 to $24.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.70 to $25.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.2033 to $26.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.90 to $25.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.15 to $22.99. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)